China: (Trial) Measures for Artificial Intelligence Technology Ethics Management Services (Draft for Public Feedback)

1. Chapter 1​ General Provisions
2. Article 1 [Purpose and Basis] These Measures have been formulated in
3. Article 2 [Scope of Application] The AI S&T activities referred to in these
4. Article 3 [Ethical Principles] Those carrying out AI S&T activities shall incorporate
5. Chapter 2​ Support and Promotion of AI Technology Ethics
6. Article 4 [Standards Construction] A system of AI technology ethics standards
7. Article 5 [Service System Mechanisms] Development of an AI technology ethics
8. Article 6 [Encouraging Innovation] Institutes of higher education, research
9. Article 7 [Propaganda and Education] Relevant work units (单位) shall be guided
10. Article 8 [Talent Cultivation] Institutes of higher education, research institutes,
11. Chapter 3​ Implementing Entities
12. Article 4 [Entities] Work units that engage in AI S&T activities, including institutes
13. Article 10 [Duties of Committees and Committee Members] A Committee’s
14. Article 11 [Ethics Service Centers] Local and relevant main oversight departments
15. Chapter 4​ Work Procedures
16. Section 1​ Application and Acceptance
17. Article 12 [Application] For AI S&T activities falling within the scope indicated in
18. Article 2 of these Measures, the person in charge of the AI S&T activity shall apply to
19. Article 13 [Acceptance Notification and Selection of Procedures] The Committee
20. Section 2​ General Procedures and Simplified Procedures
21. Article 14 [Implementation of General Procedures] The AI technology ethics
22. Article 15 [Review Focus] When a Committee or Service Center conducts an AI
23. Article 16 [Application Handling and Decisions] The Committee or Service Center
24. Article 17 [Follow-up Management] Persons in charge of AI S&T activities shall
25. Article 18 [Mutual Recognition of Results] Where multiple work units collaborate
26. Article 19 [Applicable Circumstances for Simplified Procedures] Simplified
27. Article 20 [Implementation of Simplified Procedures] The Committee or Service
28. Section 3​ Expert Reconsideration Procedures
29. Article 21 [Reconsideration List] The Ministry of Industry and Information
30. Article 22 [Application for Reconsideration] For AI S&T activities included in the
31. Article 23 [Implementation of Reconsideration] The work unit undertaking the AI
32. Article 24 [Application of Results] The Committee or Service Center shall make
33. Article 25 [Post-Reconsideration Follow-Up] The Committee or Service Center
34. Article 26 [Coordination with Other Regulatory Measures] Where regulatory
35. Section 5​ Emergency Procedures
36. Article 27 [Emergency Work System] The Committee or Service Center shall
37. Article 28 [Conduct of Emergency Procedures] The Committee or Service Center
38. Chapter 5​ Supervision and Management
39. Article 29 [Division of Responsibilities] MOST is responsible for overall guidance
40. Article 30 [Registration and Submission of Materials] Work units shall, in
41. Article 31 [Reporting of Issues] Local and relevant main oversight departments
42. Article 32 [Handling of Violations] Violations of the provisions of these Measures
43. Chapter 6​ Supplementary Provisions
44. Article 33 [Definition of terms] Where provisions in these Measures involve a
45. Article 34 [Complementary Rules] Local and relevant main oversight
46. Article 35 [Special Provisions] Where relevant main industrial oversight
47. Article 36 [Interpretation of these Measures] MIIT, in conjunction with relevant
48. Article 37 [Date of implementation] These Measures shall come into force on
49. Appendix: List of AI S&T activities for which expert reconsideration of S&T ethics
50. Appendix:: List of AI S&T activities for which expert reconsideration of S&T ethics

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